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Banking & Finance jobs

UBS AG
22May
Junior Compliance And Operational Risk Controller, Wealth Management
UBS AG   via JobsCentral



Roles & Responsibilities

Your role :Are you interested in a broad range of compliance and operational risk topics? Do you have strong analytical skills and attention to detail? Can you collaborate and challenge?

We are looking for a Compliance and Operational Risk Controller to:

• advise on, review and challenge the implementation of the Operational Risk Framework in our Wealth Management business

• perform deep-dive assessments of the effectiveness of    Read more

operational risk controls

• collaborate, communicate and build trusted relationships with risk managers across functional areas

• support and further improve our risk reporting processes

• ensure that compliance, operational and conduct risks are adequately considered in new projects or business initiatives

Your team :

You will be part of the Wealth Management-aligned Compliance and Operational Risk Control (C&ORC) team in the Singapore or Hong Kong office. The purpose of C&ORC is to ensure that all compliance, conduct and operational risks are understood, owned and managed to the firm's risk appetite. You will support the team to ensure that the necessary risk frameworks are appropriately designed and operating effectively in Wealth Management.

Requirements

Your expertise :

• 2+ years of relevant work experience in a Wealth Management, Risk, Compliance or Audit environment

• strong analytical skills and the ability to manage complexity through a structured approach

• interest in front-to-back processes and risks of our Wealth Management business

• the ability to collaborate and provide constructive challenge

• excellent communication skills in English with the ability to clearly articulate issues (Asian languages considered a plus)

• advanced Excel skills in order to perform data analysis and strong Powerpoint skills in order to create management presentations

You may also apply directly via our career website using below link:

https://jobs.ubs.com/1033/ASP/TG/cim_jobdetail.asp?partnerid=25008&siteid=5012&AReq=193090BR

To learn more about UBS and other opportunities, please visit www.ubs.com/careers

Skills
UBS AG
22May
Compliance Assurance Lead
UBS AG   via JobsCentral



Roles & Responsibilities

Your role :

Are you of investigative nature? Do you know how a control is well designed to effectively mitigate a risk? We are looking for someone like that who can:

– Assess a control design for risk effectiveness and test it for operating effectiveness

– Thus contribute to risk frameworks being designed well and operating effectively across the entire bank's risk landscape

– Plan, coordinate and    Read more

perform actual testing fieldwork

– Discuss and clear identified issues with responsible Control Owners and agree remediation

– Report and present findings

Your team :

You’ll be working in the Independent Assurance of Controls team in Singapore, which is part of the Global Compliance & Operational Risk Control (C&ORC) organization. We are a major program within UBS to ensure that we have independent testing and assurance as to the key non-SOX controls that address our major risks, globally.

Requirements

Your expertise :

• Excellent communication skills, both oral and written. Including the ability to communicate complex issues and proposed solutions in an effective way to audiences of all levels of seniority Strong management and organizational skills, especially in large projects

• Good people management skills and the ability to work in a diverse team and get on with people who you are reviewing/testing

• Ability to forge strong relationships with stakeholders

• Tenacity and diplomacy, enabling effective interaction with key stakeholders

• Exceptional closure skills and persistence

You may also apply directly via our career website using below link:

https://jobs.ubs.com/1033/ASP/TG/cim_jobdetail.asp?partnerid=25008&siteid=5012&AReq=188735BR

To learn more about UBS and other opportunities, please visit www.ubs.com/careers

Skills
UBS AG
22May
Junior Due Diligence Officer
UBS AG   via JobsCentral



Roles & Responsibilities

Your role :

Do you have a strong sense of when things are not as they seem? Do you have a methodical approach and a keen eye for detail?

We're looking for a Junior Due Diligence Officer to:

• Be an integral part of the Financial Crime risk management function in Singapore;

• Perform client onboarding and ongoing due diligence, in line with regulatory and policy requirements for    Read more

the purpose of identifying potential money laundering issues;

• liaise with business contacts to guide them through the onboarding process, answer queries, assess documentation and provide risk-based onboarding decisions;

• perform and report on periodic controls including review of new and existing clients, and any other ad-hoc reviews through both manual and electronic means;

• provide AML compliance advice / training to the Business and Support functions with respect to due diligence/KYC standards and on applicable internal policies/local regulations

• be involved in support the preparation/follow-up on internal/external audit and regulatory inspections;

• co-operate with AML Compliance counterparts in other locations within and outside of APAC;

• review and identify changes in AML regulations, assessing potential impact on existing policies/procedures and implementing changes to ensure compliance;

• keep abreast of regulatory developments in prevention of money laundering and terrorist financing activities

Your team :

You will join as part of the Financial Crime team within Group Risk Control. This team comprises of both Due Diligence Officers (DDO) and our Financial Intelligence Unit. We work as a gatekeeper in preventing money laundering, corruption and the financing of terrorism (AML/CFT) for the bank.

Requirements

Your expertise :

• a graduate degree with around 2 years of relevant Due Diligence experience

• previous compliance or audit experience in the area of Anti-money Laundering. Experience pertaining to private banking or wealth management would be highly preferred

• knowledge of various legal entities, trust structure and fund structure set ups

• practical knowledge of relevant AML/CFT laws and guidelines

• proactive and able to work independently

• known for having a strong attention to detail and strong research capability

• a clear and effective communicator, both verbally and in written report format

You may also apply directly via our career website using below link:

https://jobs.ubs.com/1033/ASP/TG/cim_jobdetail.asp?partnerid=25008&siteid=5012&AReq=190013BR

To learn more about UBS and other opportunities, please visit www.ubs.com/careers

Skills
UBS AG
22May
Compliance And Operational Risk Controller, Wealth Management
UBS AG   via JobsCentral



Roles & Responsibilities

Your role :

Are you interested in a broad range of compliance and operational risk topics? Do you have strong analytical skills and attention to detail? And at the same time intuition for emerging risks?

We are looking for someone a Compliance and Operational Risk Controller to:

• analyse internal and external operational risk incidents, identify control failures and constructively challenge our control frameworks

• coordinate meetings of members    Read more

from risk and control functions for the identification of emerging risks

• perform deep-dive assessments of the effectiveness of operational risk controls

• collaborate, communicate and build trusted relationships with risk managers across functional areas

• advise on, review and challenge the implementation of the Operational Risk Framework in our Wealth Management business

Your team :

You will be part of the Wealth Management-aligned Compliance and Operational Risk Control (C&ORC) team in the Singapore or Hong Kong office. The purpose of C&ORC is to ensure that all compliance, conduct and operational risks are understood, owned and managed to the firm's risk appetite. You will support the team to ensure that the necessary risk frameworks are appropriately designed and operating effectively in Wealth Management.

Requirements

Your expertise :

• 5+ years of relevant work experience in a Wealth Management, Risk, Compliance or Audit environment

• strong analytical skills and the ability to manage complexity through a structured approach

• a good understanding of wealth management risks and compliance requirements

• the ability to collaborate and provide constructive challenge

• excellent communication skills in English with the ability to clearly articulate issues (Asian languages considered a plus)

• advanced Excel skills in order to perform data analysis and strong Powerpoint skills in order to create management presentations

You may also apply directly via our career website using below link:

https://jobs.ubs.com/1033/ASP/TG/cim_jobdetail.asp?partnerid=25008&siteid=5012&AReq=193089BR

To learn more about UBS and other opportunities, please visit www.ubs.com/careers

Skills
UBS
21May
Client Reporting Specialist
UBS   via E-FinancialCareer



Job Reference # 193743BR

Your role

Are you an individual with high client servicing standards? Would you like to use your financial analysis know-how in direct client contact? We are looking for someone like that to:

–perform daily, weekly and monthly controls to ensure the accuracy of monthly statement of assets for all WM clients

–investigate to offer sound advice and provide strong support to client advisors or    Read more

assistants in relation to the content issues of monthly statement of assets

–be the single contact point for all Assetlink product related matters including initial set up and subsequent queries from our clients

– drive continuous improvement on system, process and product

Your team

You will be working in the client reporting team in Singapore, supporting Singapore and Hong Kong Wealth Management Business. Our mission is to provide our clients with superior client servicing with high quality and professionalism

Your expertise

You have:

– a university degree with a major in business, finance, economics, mathematics or engineering

– experience in investment performance and risk analysis

– good understanding of wealth management operation processes especially in securities operations

– strong analytical and problem-solving skills

You are:

– attention to details and experience reconciling trade data across multiple sources

– highly motivated, self-starting, positive attitude, with intense desire to work hard and make an impact by improving processes

– able to work independently and collectively as part of a team

– able to communicate effectively and confidently to stakeholders and clients

About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Skills
UBS AG
21May
Data And Document Specialist - Account Maintenance
UBS AG   via JobsCentral



Roles & Responsibilities

Your role:

Are you incredibly organized with an eye for detail? Do you know how to take care of business? We’re looking for someone like that to:

Review and process various documentation relating to Wealth Management clients. The various types of documents include

• product subscription documentation

• tax documentation

• client requests to make changes to their records

• KYC related documents

Provide support to Client Advisors on these types of documents    Read more

and provide pre-vetting support if needed. This also includes giving support to them for any exception handling they may face with their clients.

Ensure that the document records correspond with data in the system.

Able to understand new regulatory requirements, translating them into operational procedures.

Participate in ad-hoc projects either in the form of:

•support for system testing

•providing inputs to existing business rules

•establishing new business rules and getting sign-offs from the various stakeholders.

•project management involvement for large scale projects

Requirements

Your expertise :

You have:

• a university degree

• at least 3 year's experience in a role like this

• a strong foundation of Wealth Management client documentation

• structured, organized and able to independently manage and prioritize your workload

• must be detail-oriented and able to work with a high volume of documents in a fast-paced environment

You may also apply directly via our career website using below link:

https://jobs.ubs.com/1033/ASP/TG/cim_jobdetail.asp?partnerid=25008&siteid=5012&AReq=191895BR

To learn more about UBS and other opportunities, please visit www.ubs.com/careers

Skills
UBS
20May
Data and Document Specialist - Account Maintenance
UBS   via E-FinancialCareer



Job Reference # 191896BR

Your role

Are you incredibly organized with an eye for detail? Do you know how to take care of business? We're looking for someone like that to:

1. Review and process various documentation relating to Wealth Management clients. The various types of documents include

- Product subscription documentation

- Tax documentation

- Client requests to make changes to their records

- KYC related documents    Read more



2. Provide support to Client Advisors on these types of documents and provide pre-vetting support if needed. This also includes giving support to them for any exception handling they may face with their clients.

3. Ensure that the document records correspond with data in the system.

4. Able to understand new regulatory requirements, translating them into operational procedures.

5. Participate in ad-hoc projects either in the form of:

- Support for system testing

- Providing inputs to existing business rules

- Establishing new business rules and getting sign-offs from the various stakeholders.

- Project management involvement for large scale projects

Your team

You'll be working in the Client Life-cycle Team (CLM) in Singapore, supporting the Singapore and Hong Kong Wealth Management Business.

Your expertise

You have:

1. A university degree

2. At least 3 year's experience in a role like this

3. A strong foundation of Wealth Management client documentation.

4. Structured, organized and able to independently manage and prioritize your workload.

5. Must be detail-oriented and able to work with a high volume of documents in a fast-paced environment.

About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Skills
UBS
20May
Compliance Officer, Wealth Management
UBS   via E-FinancialCareer



Job Reference # 192760BR

Your role

Do you have sharp analytic skills and the ability to identify compliance and risk issues? Do you have the passion to resolve issues and provide trusted advice to your business partners and stakeholders? We are looking for someone to like that to join the WM Business Aligned Compliance and Operational Risk Control (C&ORC) team to:

• Provide high quality C&ORC advice to    Read more

Business and Support functions on applicable internal policies, laws and regulations

• Provide C&ORC reviews / sign-offs / approvals where processes require

• Provide high level analysis on changes to regulations and provide support to the Business on implementation

• Provide C&ORC support on cross border issues/matters

• Be responsible for ongoing review and update of the Singapore Compliance Manual and relevant sections of the Operating Manual

• Carry out any ad-hoc reviews that arise from Global Functions, Business / Support functions, regulators or when required to support the separate Compliance Controls Team.

• Participate in ad-hoc projects as the C&ORC representative

• Perform ad hoc investigations into matters or issues that are escalated to C&ORC

• Design and delivery of compliance training and / or materials – including induction and quarterly black belt trainings

Your team

This role fits within the Global Wealth Management Compliance & Operational Risk Control (C&ORC) function. As a member of the Singapore WM Business Aligned C&ORC team, the role will be based in Singapore with other C&ORC functions. The Singapore C&ORC team forms part of the Asia Pacific team ultimately reporting to the Regional Head of C&ORC.

Your expertise

• At least 6+ years of relevant experience either within a Legal, Compliance, regulatory or audit function pertaining to Wealth Management

• Working knowledge of banking and securities laws, regulations, directives and expectations

• Knowledge of WM products and service offering

• Strong communication and engagement skills, with an ability to deal with potentially contentious issues effectively

• Proficient in Microsoft Office including powerpoint, excel and word

• Self-motivated, confident, and out-going and enthusiastic in nature, with the ability to act with tenacity and diplomacy

• Pragmatic with the ability to ‘think on your feet', balancing commercial objectives with legal, regulatory and ethical considerations to arrive at a sound judgment or decision and providing compelling solutions

• Able to prioritize effectively, identify problems and seek practical solutions

About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Skills
UBS
20May
Senior Software Engineer - Wealth Management Technology
UBS   via E-FinancialCareer



Job Reference # 186638BR

Your role

Are you passionate about building up a strong development team to deliver robust and high-quality applications? We are looking for someone like that to:

- build up a Java development team in SG to deliver global investment advisory applications

- drive the delivery of global components and solutions, design and integrate them in various stages of software development life cycle

- collaborate    Read more

across cross locations IT teams in delivering software components

- develop and build software components in Java technology

- Investigate and resolve production issues with RTB and global teams to maintain a stable production environment

Your team

You will be working in APAC WM Total Wealth Advice team based in Singapore; cooperating with local and offshore developers to deliver IT solutions. The team is part of the global Total Wealth Advice team building software for Switzerland, EMEA and APAC.

Your expertise

You have:

- minimum of 10+ years of hands-on server-side application development experience in Java Technology/JavaEE/Webservice/Eclipse RCP, multi-threaded programming and Oracle technologies

- working experience in building up and leading a development team

- exposure to Apache/Tomcat on UNIX/Linux environment with shell script programming

- working experience with Agile methodologies

- working knowledge in tools such as JIRA, GitHub, Jenkins, QualityCenter etc.

- strong communication skills and be able to coordinate technical discussion and activities with global and offshore teams

You are:

- a quick learner and an excellent communicator

- self-initiative and comfortable working independently even in difficult situations

- a team player with positive attitude to build trusted working relationship with global and offshore teams

About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Skills
UBS
20May
Compliance Review and Assurance Officer
UBS   via E-FinancialCareer



Job Reference # 191960BR

Your role

Are you risk aware? Do you know how to maintain independence and objectivity?

We are looking for a Compliance Review and Assurance Officer to:

• Support in reviews to record and analyse processes and compare them to global standards

• Perform preparation work, including research of rules, examination of procedural documents and gap analysis

• Investigate transactions and documentation requiring additional due    Read more

diligence procedures

• Assist in remedial actions and track their timely resolution

• Collaborate with senior internal stakeholders to continuously develop the global risk framework

• Travel 10 - 20%

Your team

You will be part of a small, dedicated, hard-working, pragmatic and flexible C&ORC Consolidated Supervision Team. The Team has to assess anti-money laundering & terrorist finance risks globally on a consolidated basis pursuant to the requirements under the Swiss Anti-Money Laundering Ordinance. To meet these requirements the team carries out risk-based independent reviews for branches/locations, specific desks and group companies globally. The reviews are focused on risks in Financial Crime Prevention, in particular verifying standards in the areas of Anti-Money Laundering & Know Your Client, Anti-Corruption, Sanctions & Embargoes and Fraud, Theft & Unauthorised Activity.

Your expertise

• a degree (Bachelor or Master) in Economics, Audit, Finance or Legal

• at least 5 years professional experience in the financial business, preferably in Compliance, Risk, Legal, Audit or Control functions

• an understanding of the regulatory environment and expectations related to AML & KYC

• the ability to work independently as well as in a team, exhibit sound judgment and discretion

• attention to detail and strong follow up skills

• strong investigative and analytical skills

• excellent in written and spoken English. Other languages would be beneficial

About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Skills